AIM Rule 26

The following information is being provided for the purposes of Rule 26 of the AIM Rules for Companies (AIM Rules).

AIM Rule 26 page last updated on 8 July 2022.

For further information, click on the links below:

• Company information
• Business description
• Board
• Committees, Responsibilities and Corporate Governance
• Constitution

Incorporation and operation

Sovereign Metals Limited is incorporated in Australia and operates in Malawi.

Corporate Governance

The Company applies the ASX Corporate Governance Council Principles and Recommendations 4^th Edition (“ASX Principles and Recommendations”). A statement of the Company’s compliance with the ASX Principles and Recommendations and Sovereign Metals’ latest ASX Appendix 4G describing the Company’s adoption of the ASX Principles and Recommendations can be accessed on the Corporate Governance Page. These documents were approved by the Board on 22 September 2021 and will be updated annually.  

Rights of Shareholders

As Sovereign Metals is not incorporated in the UK, the rights of shareholders may be different from the rights of shareholders in a UK incorporated company. Shareholders should refer to the Company’s Constitution for further details.

UK City Code

Sovereign Metals Limited is not subject to the UK City Code on Takeovers and Mergers. As an Australian Incorporated Company, Sovereign Metals is subject to the provisions of the Corporations Act 2001 (Cth) (‘Act’).

• Advisors
• Documentation and announcements
• Public documents
• Annual Reports and Accounts
• Interim Reports
• Shareholder Communications
• Securities information

Exchanges

Sovereign Metals Limited is listed on the Australian Securities Exchange (ASX:SVM) and the AIM Market of the London Stock Exchange (AIM:SVML).

• Securities
• Admission to trading on AIM
• Schedule One
• Competent Person Report (CPR) – Rutile
• Competent Person Report (CPR) – Graphite

The information contained on this page was last updated on 8 July 2022.

Securities Section

This information was last updated on 8 July 2022.

Ordinary Shares

Sovereign Metals does not hold any Shares as treasury Shares.

The percentage of shares not held in public hands is 19.6%.

Unlisted Options

Performance Rights

Restrictions on Trading of Securities

There are currently no restrictions on the transfer of shares

Note of course the use of “shares” is accurate as AIM Rule 26 refers to restrictions on transfer of “AIM securities”.

Significant shareholders

This website is owned by Sovereign Metals Limited.